At KPMG in the UK, our promise of professionalism to each other, our clients, and the capital markets we serve, compels us to align our culture of integrity with words and actions.
By setting high standards for ourselves, and our clients, our commitment to upholding KPMG's values is clear: there is never a situation when compromising our standards is either expected or acceptable. To support our culture of integrity, KPMG has developed a robust ethics program that includes a number of elements, including operating a whistle-blowing hotline.
The whistle-blowing hotline facilitates the reporting of possible illegal, unethical, or improper conduct when the normal channels of communication have proven ineffective or difficult. The Hotline is available to be used by all of our people, as well as clients, contractors, suppliers and others in a business relationship with KPMG.
What should this hotline be used for?
The whistle-blowing hotline should only be used for reporting any concerns that you have related to the following areas:
We encourage reporting of such issues using this Hotline if:
The whistle-blowing hotline should not be used to raise formal complaints relating to the quality of KPMG services. The standard complaints procedures as set our here and/or within engagement letters should be used in these instances.
If your report relates to a KPMG member firm other than KPMG UK, please contact the relevant member firm directly or use the KPMG International Hotline
How to make a report
The whistle-blowing hotline offers three ways to report concerns:
Both the website and the telephone options are available 24-hours-a-day, seven days a week, and follow the same format for gathering information. Whether reporting through the hotline telephone number, the web site, or by post, all reports are handled confidentially, to the extent permitted by law and consistent with KPMG in the UK's requirement to investigate and address the reported conduct.
What will happen to your report?
Your report will initially be reviewed by both the UK firm's ombudsman and a member of KPMG UK's quality and risk management team who will determine the appropriate initial action. However, if your report relates to a member of the KPMG quality and risk management team then only the ombudsman will receive the report.
Reports we receive which do not fall within the scope of this Hotline, for example because they relate to a different KPMG member firm, will either be referred to the appropriate firm or to KPMG International. Whether referred to another KPMG member firm or to KPMG International your report will be subject to appropriate confidentiality and a non-retaliation policy.
KPMG in the UK is working with Canada-based ClearView Strategic Partners, a third party administrator of telephone and web-based hotline services, to operate the organisation's hotline. Using an external provider ensures confidentiality to anyone filing a report, and anonymity to those who choose to remain anonymous.
Notwithstanding this, you should be aware that in order to conduct an appropriate investigation into matters raised by you, it may be necessary for us to advise others of the substance of your report. As such, your identity may become apparent and you should consider this before submitting your report.
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