Market Conduct: no longer a “tick-box” exercise | KPMG | ZA

Market Conduct: no longer a “tick-box” exercise

Market Conduct: no longer a “tick-box” exercise

The FSCA is going to require institutions to objectively demonstrate to them that they are meeting their market conduct obligations

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Market Conduct

Market Conduct will impact directly across retail, wholesale and investment banking, insurance and investment management –No industry segment is immune

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