Market Conduct: no longer a “tick-box” exercise | KPMG | ZA
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Market Conduct: no longer a “tick-box” exercise

Market Conduct: no longer a “tick-box” exercise

The FSCA is going to require institutions to objectively demonstrate to them that they are meeting their market conduct obligations

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Market Conduct

Market Conduct will impact directly across retail, wholesale and investment banking, insurance and investment management –No industry segment is immune

<p>© 2018 KPMG Services (Pty) Limited, a South Africa private company and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved.</p> <p>KPMG International Cooperative (“KPMG International”) is a Swiss entity. &nbsp;Member firms of the KPMG network of independent firms are affiliated with KPMG International. KPMG International provides no client services. No member firm has any authority to obligate or bind KPMG International or any other member firm vis-à-vis third parties, nor does KPMG International have any such authority to obligate or bind any member firm.</p>

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