Amy S. Matsuo

Principal and National Lead, Financial Services Regulatory Risk Practice

KPMG in the U.S.

Amy is the National Leader of KPMG’s Regulatory Risk Practice that advises companies on enterprise-wide compliance, safety and soundness, broker/dealer, asset management, consumer compliance and other regulatory risk management issues. Amy is the recipient of the 2014 Women Leaders in Consulting Award for client service. In addition to being the Regulatory Risk national partner, she leads the firm’s multi-industry compliance transformation solution. She drives the firm’s enterprise-wide compliance, program assessment and transformation services for the financial services industry, including regulatory change, risk and control build and testing, risk governance, monitoring and reporting and third party management oversight and controls. Amy directs a team focused on regulatory and compliance assistance and preparedness. Amy is a frequent national and Board presenter and is both published and quoted on regulatory topics, enterprise-wide compliance programs, and fair banking and conduct risk practices. Amy has substantial experience leading and coordinating regulatory advisory engagements across an array of financial service providers. She leads multi-faceted services in such areas as supervisory and enforcement actions, examinations and investigations. Amy has substantial experience leading and coordinating regulatory advisory engagements across an array of financial service providers, including bank and non-bank. She provides subject matter knowledge and guidance to leading financial institutions on compliance programs and risks.

Areas of expertise

Advisory Enterprise Risk Management and Governance, Risk and Compliance Financial Risk Management Financial Services Internal Audit, Risk and Compliance Services Regulatory Compliance Regulatory Risk Risk Consulting

Education and qualifications

  • B.A., University of Pittsburgh

  • MPP, Georgetown University

Accreditation

  • Six Sigma Black Belt certification

  • Phi Beta Kappa

Community Involvement

  • KPMG chairman’s award for volunteerism (2008)

Connect with me

  • Raleigh, NC, US
 

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