The Washington Report | For week ended Sep 15, 2017 | KPMG | US

The Washington Report | For the week ended September 15, 2017

The Washington Report | For week ended Sep 15, 2017

In this issue...

1000

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Safety and soundness

  • Basel Committee issues Basel III Monitoring Report
  • FDIC revises Guidelines for Appeals of Material Supervisory Determinations
  • Enforcement action
     

Enterprise and consumer compliance

  • CFPB issues first no-action letter to online lender
  • Agencies propose CRA amendments to conform to Regulation C changes
  • CFPB issues summer 2017 Supervisory Highlights
  • Senators introduce legislation that would permit consumers to place a credit freeze without charge
     

Capital markets and investment management

  • SEC focuses on Small Businesses
  • FINRA issues warning against stock fraud after hurricanes
  • FINRA Foundation announces inaugural Ketchum Prize for research and new financial health study of veterans
  • CFTC Chairman Giancarlo discusses U.S.-EU coordination on swaps
  • SEC releases statement on T+2 implementation
  • Senate passes a series of SEC-directed bills
     

Alternative finance

  • Senate banking committee holding Fintech hearing

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