The Washington Report | For the week ended May 12, 2017 | KPMG | US

The Washington Report | For the week ended May 12, 2017

The Washington Report | For the week ended May 12, 2017

In this issue...

1000

Related content

Safety and soundness

  • FSB publishes global shadow banking report

Enterprise and consumer compliance

  • CFPB issues RFI and white paper on small business credit
  • Enforcement Actions

Capital markets and investment management

  • FINRA approves proposals to strengthen controls on high-risk brokers
  • FINRA proposes rule to reduce the delay for TRACE data sets
  • SEC approves FINRA amendments to FINRA on T+2 settlement cycle
  • Enforcement Actions

New administration updates

  • Trump issues executive order on cybersecurity of Federal networks and critical infrastructure

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