The Washington Report | For the week ended January 20, 2017

The Washington Report | For week ended January 20, 2017

In this issue...

1000

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Safety and soundness

  • Trump Administration publishes memorandum requesting 60-day freeze on all regulations in process
  • Federal Reserve finalizes inflation adjustments for civil money penalties
  • OCC issues revised booklet on conversions to a federal charter

Enterprise and consumer compliance

  • Enforcement action

Capital markets and investment management

  • DOL releases frequently asked questions directed toward consumers and financial advisers
  • CFTC Division of Enforcement publishes advisories on cooperation for individuals and companies
  • SEC signs MOU with Hong Kong Securities and Futures Commission
  • FINRA seeks comment on distributed ledger technology
  • Enforcement actions

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