The Washington Report | For week ended November 4, 2016 | KPMG | US

The Washington Report | For the week ended November 4, 2016

The Washington Report | For week ended November 4, 2016

In this issue...

1000

Related content

Safety and soundness

  • Comptroller Curry continues dialogue on responsible innovation and chartering FinTechs

Enterprise and consumer compliance

  • CFPB releases Supervisory Highlights
  • Agencies publish proposed rule to implement private flood insurance provisions of the Biggert-Waters Act
  • Enforcement Actions

Capital markets and investment management

  • CFTC approves supplemental proposal modifying portions of its Regulation AT proposed rule
  • FINRA announces targeted exam for cross-selling programs
  • CFTC signs Counterpart to MOU with Canadian authorities
  • CFTC extends relief period for swaps in certain package transactions
  • IOSCO publishes report on implementation of G20/FSB recommendations for securities markets
  • SEC posts additional economic analysis as part of its proposed rule on derivatives use by registered funds
  • Enforcement Actions

Alternative finance

  • Comptroller Curry continues dialogue on responsible innovation and chartering FinTechs

Connect with us

 

Request for proposal

 

Submit