The Washington Report | For the week October 28, 2016 | KPMG | US

The Washington Report | For the week ended October 28, 2016

The Washington Report | For the week October 28, 2016

In this issue...

1000

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Safety and soundness

  • Federal Reserve’s Secure Payments Task Force solicits industry participation in payments systems surveys
  • Federal Reserve votes to hold the Countercyclical Capital Buffer at zero
  • Federal Reserve amends annual index for the reserve requirement exemption amount and the low reserve tranche
  • BCBS publishes survey results on supervisory priorities of non-BCBS jurisdictions
  • OCC to establish an office dedicated to responsible innovation in 2017

Enterprise and consumer compliance

  • CFPB releases Monthly Complaint Report focusing on prepaid products
  • CFPB sends warning letters to mortgage lenders and mortgage brokers regarding HMDA compliance
  • CFPB issues report on Project Catalyst
  • FINRA announces targeted exam for cross-selling programs

Insurance

  • NAIC hosts biannual dialogue with the Financial Services Agency of Japan

Capital markets and investment management

  • FINRA announces targeted exam for cross-selling programs
  • SEC approves FINRA rule changes governing communications with the public
  • FINRA finalizes pay-to-play rules

Financial crimes

  • FATF issues guidance on correspondent banking services
  • FinCEN issues advisory and FAQs on cyber-events and cyber-enable crime

Cybersecurity

  • FinCEN issues advisory and FAQs on cyber-events and cyber-enabled crime

Alternative finance

  • CFPB issues report on Project Catalyst
  • OCC to establish an office dedicated to responsible innovation in 2017
  • BIS General Manager offers considerations for domestic and global supervision of FinTech firms

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