The Washington Report | For the week ended October 21, 2016

The Washington Report | For the week October 21, 2016

In this issue...

1000

Related content

Safety and soundness

  • Financial Stability Board publishes methodology for assessing resolution regimes in the banking sector
  • BCBS releases progress report on adoption of the Basel III framework in member jurisdictions
  • Federal Reserve plans to collect transaction data for U.S. Treasury securities
  • BIS Working Paper looks at potential for international spillover from domestic macroprudential policy

Enterprise and consumer compliance

  • CFPB Student Loan Ombudsman publishes annual report highlighting defaults and federal rehabilitation programs
  • FINRA submits rule on financial exploitation of seniors and vulnerable adults to SEC for final approval
  • FDIC approves proposed rule to implement flood insurance provision
  • FRBNY hosts third annual Conduct/Culture workshop
  • FDIC publishes results of the 2015 National Survey of Unbanked and Underbanked Households

Insurance

  • NAIC advancing a state model law on cybersecurity

Capital markets and investment management

  • FINRA submits rule on financial exploitation of seniors and vulnerable adults to SEC for final approval
  • FINRA finalizes rule set governing capital acquisition brokers; registration to begin January 2017
  • FINRA to begin dissemination of trade reporting information on collateralized mortgage obligations
  • CPMI and IOSCO seek comment on definitions for a second batch of critical OTC derivatives data elements
  • FINRA to begin trade reporting for U.S. Treasury securities in July 2017
  • Enforcement actions

Cybersecurity

  • Agencies issue joint ANPR to apply enhanced cybersecurity standards to large financial services entities
  • FFIEC releases frequently asked questions on Cybersecurity Assessment Tool
  • NAIC advancing a state model law on cybersecurity
  • Federal regulators, Administration officials, and financial industry participants meet to discuss cybersecurity and financial stability issues

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