The Washington Report | For the week ended August 12, 2016

The Washington Report | For week ended August 12, 2016

In this issue...

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Safety and Soundness

  • FSB launches peer review of G20/OECD Principles of Corporate Governance

Insurance

  • IAIS releases issues paper on cyber risks to the insurance sector

Capital Markets and Investment Management

  • CFTC takes action regarding customer funds, including exemptions for Federal Reserve Banks, and interpretive and no-action letters regarding money market funds for DCOs and FCMs
  • SEC approves FINRA Rule 4554 requiring additional order and execution reporting for NMS stocks
  • Enforcement actions

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