The Washington Report | For the week ended May 6, 2016

The Washington Report | For the week ended May 6, 2016

In this issue...

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Safety & Soundness

  • Federal Reserve Proposes Rule to Impose Restrictions on Qualified Financial Contracts

Enterprise & Consumer Compliance

  • CFPB Proposes to Limit Pre-Dispute Arbitration Agreements
  • CFPB Final Rule Permits Electronic Filing for Interstate Land Sales Full Disclosure Act
  • FDIC Seeks Input from Financial Institutions on Use of Mobile Financial Services to Enhance Economic Inclusion


  • NAIC Issues Consumer Alert on Cybersecurity Risks and Guidance on Expectations for Insurance Company Consumer Protections

Capital Markets & Investment Management

  • SEC Approves Final Rules to Implement JOBS Act and FAST Act Amendments to the Exchange Act Registration Requirements
  • CFTC Finalizes Rule Defining “Material Terms” for Swap Portfolio Reconciliations
  • FINRA Notice Reminds Firms of Their Obligations to Report Large Options Positions
  • BIS Publishes OTC Derivatives Statistics for December 2015
  • FINRA Board of Governors Approves Rule Proposals for Trading and Quoting Activity and Arbitration
  • Enforcement Actions

Financial Crimes

  • Administration and Treasury Announces Steps to Address Money Laundering, Terrorist Financing, and Tax Evasion

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