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The Regulatory Points of View are issued by KPMG's Financial Services Regulatory Center of Excellence and provide insights and analysis on a variety of regulatory topics impacting financial institutions. Many of the publications are prepared in conjunction with other KPMG Financial Risk Management practices to promote a cohesive approach. For additional information on regulatory issues affecting the financial services industry, please also see our Regulatory Practice Letters, Washington Reports and Regulatory Alerts.

 

Point of View l December 2018
Ten key regulatory challenges of 2019

 

Point of View l August 2018
Moving with the change: planning and preparing a move toward alternative reference rates

 

Point of View l July 2018
Streamlining to Create Value: The Future of Compliance

 

Point of View l July 2018
Data rich governance: Keys to leading consumer data and information practices

 

Point of View l June 2018
The Final say: Preparing for the FDIC’s final deposit insurance recordkeeping requirements

 

Point of View l April 2018

Data rich and regulation wary: Improving risk compliance in today’s data rich environment
 

Point of View l December 2017
Ten Key Regulatory Challenges for 2018
 

Point of View l October 2017
Converging U.S. and E.U. data protection requirements

Point of View l August 2017
The Roadmap to certification

Point of View l August 2017
Applying Appendix J: Understanding new guidance for financial institutions around technology service providers and business continuity risks

Point of View l August 2017
Harnessing data and analytics to transform compliance

Point of View l June 2017
Debt collection practices remain key regulatory and compliance focal area

Point of View l April 2017
Top insurance risks facing the financial services industry in 2017

Point of View l April 2017
The nexus between regulation and technology innovation

Point of View l January 2017
Amendments to the mortgage servicing rules

Point of View l December 2016
TRID Point of View

Point of View l October 2016
An Aging America: New Financial Regulation Policy Trajectories

Point of View l October 2016
Continued Change of Flood Insurance Regulatory Requirements

Point of View l August 2016
Impact and Influence: Raising Awareness of Diversity and Inclusion in Financial Services

Point of View l June 2016
CECL and IFRS 9: Preparing today to be compliance tomorrow

Point of View l June 2016
Insurance Principle-based Reserving

Point of View l May 2016
Real Time Compliance: Transformation to proactive insights

Point of View l March 2016
Key Regulatory Challenges Facing the Insurance Industry in 2016

Point of View l November 2015
Ten Key Regulatory Challenges Facing the Financial Services Industry

Point of View l September 2015
Transforming the Regulatory Agenda: A strategic opportunity for the financial services industry

Point of View l August 2015
Approaching the Crossroads of Conduct and Culture: Improving culture in the financial services industry

Point of View l July 2015
2016 Risk Data Aggregation Deadline Approaching

Point of View l May 2015
Evolving Banking Regulation

Point of View l March 2015
The Volcker Rule: A Deeper Look into the Prohibition on Sponsoring or Investing in Covered Funds

Point of View l September 2014
The Changing Face of Regulatory Reporting: Challenges and Opportunities for Financial Institutions

Point of View l September 2014
From Burden to Competitive Advantage: regulatory change and transformation in financial services

Point of View l August 2014
Compliance Risk Management Survey

Point of View l June 2014
Managing the data challenge in banking

Point of View l March 2014
KPMG/RMA Operational Risk Management Excellence – Get to Strong Survey

Point of View l February 2014
The New Third-Party Oversight Framework