The Washington Report | For week ended April 8, 2016 | KPMG | US

The Washington Report | For the week ended April 8, 2016

The Washington Report | For week ended April 8, 2016

In this issue...


Related content

Safety & Soundness

  • Basel Committee Proposes Changes to the Basel III Leverage Ratio Framework
  • Federal Reserve Proposes Technical Amendments to GSIB Surcharge Rule
  • FDIC Rescinds De Novo Time Period Extension

Enterprise & Consumer Compliance

  • OECD Releases Recommendations for Consumer Protection in E-Commerce
  • CPMI and World Bank Release Final Report on Advancing Financial Inclusion


  • NAIC Releases 2015 Annual Report

Capital Markets & Investment Management

  • DOL Issues Final Rules Redefining a Fiduciary for Retirement Investment Advice
  • FINRA and MSRB Issue Guidance on Direct Purchases and Bank Loans as Alternatives to Public Financing in Municipal Securities Markets
  • CFTC and SEC Propose Guidance for Certain Swaps Considered Customary Commercial Arrangements
  • CFTC Announces $10 Million Whistleblower Award
  • Enforcement Actions

Financial Crimes

  • FinCEN Proposes to Include Funding Portals in Definition of “Broker or Dealer in Securities”

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