The Washington Report | For the week ended April 29, 2016

The Washington Report | For week ended April 29, 2016

In this issue...

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Safety & Soundness

  • Agencies Approve Release of Net Stable Funding Ratio Proposal
  • Agencies Jointly Propose Rules Covering Incentive-Based Compensation Arrangements
  • FDIC Amends the Risk-Based Assessments Methodology for Established Small Banks
  • FFIEC Issues Examiner Guidance on Risks in Mobile Financial Services

Enterprise & Consumer Compliance

  • CFPB Issues Monthly Complaint Report Highlighting Mortgages
  • Enforcement Actions
  • FINRA Coordinates Research Project on Small Dollar Loan Product

Capital Markets & Investment Management

  • SEC Approves National Market System Plan Proposal
  • FINRA Makes First Monthly Cross-Market Equity Supervision Report Cards Available
  • FINRA Issues Notice on TRACE Reporting Exemption for Certain ATS Transactions
  • Legislative Actions

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