Regulatory Practice Letters

Regulatory Practice Letters

To learn more about important developments in the financial services industry, please take this opportunity to review KPMG's Regulatory Practice Letters. These are issued by KPMG's Financial Services Regulatory Practice to highlight and detail current issues.

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Recent Articles

2015

Regulatory Practice Letter #15-05 | December 2015

Home Mortgage Disclosure Act: CFPB Finalizes Amendments to Regulation C Implementing Significant Changes to HMDA Reporting

Regulatory Practice Letter #15-04 | August 3, 2015

Payment Systems: Regulatory Interest in Payment Processors, Faster Payments, and Related Consumer Protections

Regulatory Practice Letter #15-03 | June 30, 2015

Automobile Finance Supervision: CFPB Final Rule for the Nonbank Automobile Financing Market and CFPB Examination Procedures

Regulatory Practice Letter #15-02 | February 24, 2015

Federal Reserve Requests Comment on a Risk-Based Capital Surcharge Proposal for GSIBs 

Regulatory Practice Letter #15-01 | January 13, 2015

Federal Reserve Requests Comment on Liquidity Monitoring Reporting Proposal

2014

Regulatory Practice Letter #14-22 | December 31, 2014

Automobile Supervision and Enforcement - Regulatory Actions and CFPB Proposed Rule

Regulatory Practice Letter #14-21 | December 19, 2014

SEC Adopts Money Market Fund Reform Rules

Regulatory Practice Letter #14-20 | November 11, 2014

BCBS Issues Final Net Stable Funding Ratio Standard

Regulatory Practice Letter #14-19 | November 11, 2014

BCBS Issues Consultative Document on Revising the Operational Risk Simpler Approaches

Regulatory Practice Letter #14-18 | November 10, 2014

BCBS Issues Bank Progress Report on Principles for Sound Operational Risk Management

Regulatory Practice Letter #14-17 | October 23, 2014

Supplementary Leverage Ratio - Revisions to the Final Rule

Regulatory Practice Letter #14-16 | September 23, 2014

CFPB Nonbank Supervision of International Money Transfer Providers - Final Rule

Regulatory Practice Letter #14-15 | September 23, 2014

Checking Account Overdrafts - CFPB Reports and Industry Updates

Regulatory Practice Letter #14-14 | September 19, 2014

OCC Final Guidelines Establishing Heightened Standards for Certain Large Insured Banking Institutions

Regulatory Practice Letter #14-13 | September 11, 2014

Liquidity Coverage Ratio; Liquidity Risk Management Standards – Final Rule of U.S. Bank Regulators

Regulatory Practice Letter #14-12 | August 22, 2014

Resolution Plans - Second Round "Shortcomings" Identfied by Federal Reserve and FDIC

Regulatory Practice Letter #14-11 | August 7, 2014

SEC Adopts Cross-Border Security- Based Swap Rules and Guidance

Regulatory Practice Letter #14-10 | May 6, 2014

CFPB Supervision Program - Office of Inspector General Evaluation Report

Regulatory Practice Letter #14-09 | May 6, 2014

Payday Lending - CFPB Data Point Report

Regulatory Practice Letter #14-08 | April 8, 2014

Enhanced Supplementary Leverage Ratio – Risk-Based Capital: Joint Final Rule and Proposed Rule

Regulatory Practice Letter #14-07 | February 25, 2014

Enhanced Prudential Standards for Bank Holding Companies and Foreign Banking Organizations - Final Rule

Regulatory Practice Letter #14-06 | February 18, 2014

FINRA Requests Comment on a Concept Proposal to Develop the Comprehensive Automated Risk Data System

Regulatory Practice Letter #14-05 | February 17, 2014

CFPB Nonbank Supervision of International Money Transfer Providers – Proposed Rule

Regulatory Practice Letter #14-04 | January 29, 2014

OCC Heightened Standards for Certain Large Insured Institutions – Proposed Guidelines

Regulatory Practice Letter #14-03 | January 24, 2014

CFPB Nonbank Supervision of Student Loan Servicers – Final Rule

Regulatory Practice Letter #14-02 | January 24, 2014

Deposit Advance Products - Final OCC and FDIC Guidance

Regulatory Practice Letter #14-01 | January 21, 2014

BCBS Issues Bank Progress Report on Effective Risk Data Aggregation and Risk Reporting

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