Bank & Thrift Regulatory Update

• Basel Committee Appoints New Secretary General
• OCC Reports Financial Highlights for Its Southern District
• OCC Offers Additional Guidance into Information Security Vulnerability in OpenSSL
• FDIC Announces Executive Leadership Webinar on Cybersecurity

Enterprise & Consumer Compliance

• CFPB Publishes Mortgage Closings Report and Announces eClosings Pilot Project
• CFPB Student Loan Ombudsman Report Focuses on Co-Signer Releases; CFPB Issues Related Consumer Advisory
• House Subcommittee on Oversight and Investigations Intends to Subpoena Testimony of CFPB Employees

Capital Markets & Investment Management

• FINRA Approves Rule Amendment to Expand Background Checks on Registration Applicants
• CFTC Issues Time-Limited No-Action Letter for Certain Commodity Trading Advisors Regarding Oral Recording Requirements
• Enforcement Actions

Recent Supervisory Actions