Regulatory Alerts

Alerts

The Regulatory Alerts are issued by KPMG's Financial Services Regulatory Practice to highlight emerging issues in the financial services industry as well as considerations for response.

Related content

Many of the Alerts are prepared in conjunction with other KPMG Financial Risk Management practices to promote a cohesive approach. For additional information on regulatory issues affecting the financial services industry, please review our Regulatory Practice Letter and Washington Report issuances.
 

Regulatory Alert | November 2016

The Republican Party retained control of both houses of Congress and gained control of the presidency following the November 8 elections.

 

Regulatory Alert | October 2016

Retail Sales Practices and Incentive Compensation Under Heightened Scrutiny

 

Regulatory Alert | October 2016

OCC Takes a Step towards a FinTech Charter

 

Regulatory Alert | September 2016

Aligning and enhancing regulatory reporting for greater strategic advantage

 

Regulatory Alert | August 2016

Debt Collection – CFPB Reveals Outline for Future Rulemaking

 

Regulatory Alert | August 2016

Principle-based reserving update: New York adopts PBR, implementation in 2018

 

Regulatory Alert | August 2016

Raising Awareness of Diversity and Inclusion: Financial institutions’ voluntary reporting

 

Regulatory Alert | August 2016

Federal Reserve’s two-track approach to regulatory capital for insurers

 

Regulatory Alert | July 2016

Insurance principle-based reserving - Emerging industry challenges and opportunities

 

Regulatory Alert | June 2016

Linking Compensation, Conduct, and Culture: Incentive-Based Compensation Arrangements – Interagency Notice of Proposed Rulemaking

 

Regulatory Alert | May 2016

Department of the Treasury Whitepaper - Opportunities and Challenges in Online Marketplace Lending

 

Regulatory Alert | May 2016

Net Stable Funding Ratio: Liquidity Risk Measurement Standards and Disclosure Requirements - Notice of Proposed Rulemaking

 

Regulatory Alert | May 2016

Financial Stability Oversight Council - Update on Review of Asset
Management Products and Activities

 

Regulatory Alert | April 2016

U.S. Department of Labor finalizes rules redefining a fiduciary for purposes of retirement investment advice

 

Regulatory Alert | April 2016

Federal Reserve Reproposes Rules on Single-Counterparty Credit Limits for Large Banking Organizations

 

Regulatory Alert | April 2016

CFPB Enforcement Action – Data security practices and protection of consumer personal information

 

Regulatory Alert | March 2016

Debate continues to surround the U.S. Department of Labor’s proposal to redefine a fiduciary for retirement investment advice

 

Regulatory Alert | January 2016

Examining the U.S. Department of Labor proposal to redefine a fiduciary for retirement investment advice

 

Regulatory Alert | December 2015

US/EU Covered Agreement Talks Begin; Solvency II Looms January 1, 2016

 

Regulatory Alert | December 2015

SEC Increases Scrutiny of Outsourced Compliance Activities

 

Regulatory Alert | November 2015

Federal Reserve Proposes TLAC and LTD Rule for GSIBs and IHCs

 

Regulatory Alert | June 2015

SEC Intensifies Scrutiny of Private Equity Real Estate Funds

 

Regulatory Alert #14-04 | August 8, 2014

New SEC Guidance on Custody Rules Offers Mixed News for Private Fund Advisers

 

Regulatory Alert #14-03 | March 21, 2014

Federal Reserve Board Releases Results of 2014 Dodd-Frank Act Supervisory Stress Tests

 

Regulatory Alert #14-02 | February 19, 2014

Federal Reserve Board Approves Final Rule Establishing Enhanced Prudential Standards

 

Regulatory Alert #14-01 | January 17, 2014

Industry Update to Implementation of Final Volcker Rule

 

Regulatory Alert - September 2013

Servicemember Protections

 

Regulatory Alert - July 2013

CFPB Mortgage Rules Readiness Guide

 

Regulatory Alert - June 2013

Ability to Repay and Qualified Mortgages: Industry Updates

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