Dodd-Frank Quick Hits Newsletter (October 2011)


Dodd-Frank Newsletter which highlights monthly activities from US regulators. This content covers new and proposed rules, press releases, new information, and any hot topics relevant to the Dodd-Frank Act.

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Topics within this newsletter include: 

  • Summary of Proposed Volcker Rule being circulated
  • SEC Proposes Conflict of Interest Rule for Asset-Backed Securities
  • Whistleblower Provision May Be Enhancing Internal Corporate Communication
  • CFTC Proposed Swaps Compliance Schedule
  • California Enacts Conflict Minerals Law

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