Mike Walters



Mike has wide ranging experience over 25 years of delivering financial risk management work, including as a partner in another Big4 firm, as a secondee to the enforcement departments of regulators and as the Group Head of Compliance at Barclays. Mike joined KPMG as the head of Financial Risk Management in 2013. The Financial Risk Management team helps clients with Regulatory, Banking Risk and Actuarial and Insurance Risk issues. From 2006 until 2013 Mike led the compliance function at Barclays . He was an Approved Person and covered all financial crime and conduct risks globally, including suitability, conflicts of interest, cross border, whistle blowing, data privacy, financial crime, gifts and entertaining and personal account dealing. The Compliance function Mike led comprised 1300 professionals facing off to the various business divisions including Investment Banking, Wealth Management, Credit Cards, Corporate banking and Retail banking. Mike carried out numerous investigations into regulatory issues, including whistle blowing investigations, and ensured appropriate redress was made available for consumers and clients.

Areas of expertise

Advisory Banking Capital Markets Financial Management Financial Services Investment Management Investment banks Operating Effectivenes Retail banking Risk Consulting

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