AML and CFT for CMSLH and RFMC | KPMG | SG

AML and CFT for Capital Markets Services Licence Holders and Registered Fund Management Companies

Orchard Hotel, 442 Orchard Road, Singapore 238879

27 March 2018, 9:00AM - 12:00PM, SGT


In the last few years, Singapore has witnessed an increased focus on Anti-Money Laundering, and Countering the Financing of Terrorism (“AML/CFT”) by the Monetary Authority of Singapore (“MAS”), leading to revisions in the regulations, and increased inspections covering AML/CFT at Financial Institutions.

As prescribed by the MAS, staff are required to undergo regular AML/CFT training. This session is specifically designed to provide up to date requirements under MAS Notice SFA04-N02 and its Guidelines.

Relevant to Capital Markets Services Licence holders, and Registered Fund Management Companies (“CMSL holders/RFMCs”), this session will cover revisions and also present MAS’ Circular on key findings following inspections.


Course objectives

  • Provide an overview of key challenges facing CMSL holders/RFMCs, and the discharging of duties in relation to AML/CFT
  • Provide guidelines for CMSL holders/RFMCs in discharging their responsibilities in compliance with the AML/CFT requirements
  • Share latest insights and emerging trends in AML/CFT for CMSL holders/RFMCs, including FinTech/ Technology initiatives


Please click here for the detailed course outline. 



It will be facilitated by Gary Chia, Head of Financial Services Regulatory and Compliance, and Shahid Zaheer, Principal Advisor, Financial Services Regulatory Compliance, both from KPMG in Singapore, and supported by AML/CFT and regulatory experts.


Course fees*

KPMG Client / Alumni: $390 per participant

Public: $450 per participant

*The fee is inclusive of GST at the prevailing rate, course materials, and refreshments.


Group discount 

10% discount applies to three or more participants from the same organisation registering for the course.



To register online, please click here


This course is accredited under the IBF Financial Training Scheme (IBF - FTS). 

Singaporeans or PRs are eligible for the FTS grant directly from the IBF which provides 50% funding of course fees (90% co-funding for Singapore Citizens aged 40+ years old). For terms and conditions, please click here.

The grant is disbursed on a reimbursement basis and subject to eligibility criteria, and terms and conditions. For more details, please click here.

To submit the claims, please click here


Continuing Professional Education (CPE) credits will be awarded upon successful completion of the course.


Connect with us


Request for proposal



In circumstances beyond our control, we reserve the right to cancel the event, or make changes to the schedules, venue and speaker(s). Photography, audio, and/or video recording are not permitted during the event unless authorised by KPMG.