AntiMoneyLaundering-CounteringtheFinancingofTerrorism | KPMG | SG

AML and CFT for Capital Markets Services Licence Holders and Registered Fund Management Companies

Singapore Marriott Tang Plaza Hotel, 320 Orchard Road, Singapore 238865

26 October 2017, 9:00AM - 12:00PM, SGT

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In the last few years, Singapore has witnessed an increased focus on Anti-Money Laundering, and Countering the Financing of Terrorism (“AML/CFT”) by the Monetary Authority of Singapore (“MAS”). There were revisions in the AML regulations and increased inspections covering AML/CFT at Financial Institutions.

As prescribed by the MAS, staff are required to undergo periodic AML/CFT training. This session is designed to provide staff with up to date requirements under MAS Notice SFA04-N02 and its Guidelines.

Relevant to Capital Markets Services Licence holders, and Registered Fund Management Companies (“CMSL holders/RFMCs”), this session will cover recent revisions and also present MAS’ Circular on key findings following recent inspections.

The session will be facilitated by Gary Chia, Head of Financial Services Regulatory and Compliance, and Shahid Zaheer, Director, Financial Services Regulatory Compliance, both from KPMG in Singapore, and supported by AML/CFT and regulatory experts.

 

Course objectives

  • Share latest insights and emerging trends in AML/CFT for CMSL holders/RFMCs
  • Provide an overview of key challenges facing CMSL holders/RFMCs and staff in discharging duties and responsibilities in relation to AML/CFT
  • Provide guidelines for CMSL holders/RFMCs in discharging their responsibilities in compliance with the AML/CFT requirements

→ Please click here for the course outline.

 

Course fees*

KPMG Client / Alumni: $390 per participant
Public: $450 per participant

 

Group discount
10% discount applies to three or more participants from the same organisation registering for the course.

*The fee is inclusive of GST at the prevailing rate, course materials, and refreshments.

 

Registration
To register online, please click here.

 

This course is accredited under the IBF Financial Training Scheme (IBF - FTS).

Applicants (Singaporeans or Singapore Permanent Residents) have to successfully complete the course in order to be eligible for the FTS. The FTS provides 50% funding (90% co-funding for Singapore Citizens aged 40 years old and above) for direct training costs subject to cap of S$2,000 per participant per programme.

The grant is disbursed on a reimbursement basis and subject to eligibility criteria, and terms and conditions. For more details, please click here.

To submit the claims, please click here

 

Course fees qualify as approved expenditure under the Productivity and Innovation Credit Scheme. Businesses are hence eligible for a 400 percent tax deduction or a 40 percent cash payout. This is subject to the relevant expenditure caps.

 

Continuing Professional Education (CPE) credits will be awarded upon successful completion of the course.

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In circumstances beyond our control, we reserve the right to cancel the event, or make changes to the schedules, venue and speaker(s). Photography, audio, and/or video recording are not permitted during the event unless authorised by KPMG.