Governance, Regulatory & Compliance

Governance, Regulatory & Compliance

Effective corporate governance encompasses board relations, internal control system, risk management, compliance management and internal audit.

We can help directors and management identify and understand the laws and regulations.

We can support you in meeting the governance, regulatory and compliance challenge by delivering:

  • board training - director responsibilities, obligations and ‘better practice’ governance requirements
  • a governance framework design
  • board and audit committee assessments
  • a regulatory code impact diagnostic
  • Sarbanes-Oxley Advisory Services (for SEC registrants).  

 

Why choose KPMG?

Our multidisciplinary teams have advised clients on how best to meet the corporate governance, regulatory and compliance challenge. We have in-depth knowledge of corporate governance developments both locally and internationally.  

We combine process and system benchmarking knowledge and experience with organisational knowledge.

  

Why governance, regulatory & compliance matters

Governance, regulatory and compliance continues to be a complex business challenge. As new laws and regulations are introduced, their requirements challenge boards to greater levels of transparency, objectivity and professionalism.  

Increased accountability and potential exposure to liability means directors need to ensure that corporate governance standards are adhered to and robust compliance management systems are in place.  

There is a strong business case for corporate governance and regulatory compliance. Sound corporate governance practices can protect directors from potential personal liability and protect the company from reputational harm.  

There are financial penalties for non-compliance with certain laws and regulations. Robust regulatory and compliance structures can help to ensure companies are not subject to potential penalties.

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