Many organisations are obliged to obtain independent verification of financial and other information reported to regulators.
Many organisations are obliged to obtain independent verification of financial.
Many organisations are obliged to obtain independent verification of financial and other information reported to regulators. Others voluntarily seek independent verification to avoid factual errors and the risk of non-compliance.
Regulatory audits include but are not limited to financial statements audit. A major role of the auditor is to participate in the prudential supervision exercised by the regulatory bodies. Additional involvement may also be requested to answer specific needs.
Banks and other professionals of the financial sector
Insurance / reinsurance companies
Through the regular training delivered to our staff and our involvement in a number of industry events and various banking and regulatory bodies, we keep abreast of latest regulatory changes and best practices in the banking, funds and insurance/reinsurance industries.
How we can help
KPMG’s Audit practice assists clients fulfill a range of compliance obligations by conducting independent audits and reviews of financial information and other data. We help our clients identify incidences of non-compliance and increase confidence in the integrity of the information, systems and processes under review.
Additionally, we second professional compliance and regulatory staff resources to non-audit clients during critical time periods or to cover for staff shortages.
We provide relevant services for Luxembourg and other non-US companies, issuing and registering securities in the US, that are required to comply with the Sarbanes-Oxley Act.
At KPMG we seek to build and preserve the trust, respect and confidence of our clients by providing clear, relevant and timely advice.