Market Conduct and Regulatory Compliance Management | KPMG | KE

Market Conduct and Regulatory Compliance Management

Market Conduct and Regulatory Compliance Management

Market conduct risk overview, and risk management framework

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Market Conduct and Regulatory Compliance Management

Conduct impacts have been felt in the U.S. and the UK and it is becoming more prevalent on Canadian Insurance company's executive agendas. In addition, OSFI issued its new Regulatory Compliance Management Guideline in November 2014 that further defined regulatory roles and responsibilities on the Board, management and oversight functions.

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