Best Execution - It’s not just about price | KPMG | CN
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Best Execution - It’s not just about price

Best Execution - It’s not just about price

KPMG's view on the recent SFC thematic review of Best Execution, which covered areas including Governance, Mandates and Controls and Monitoring

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On January 30 2018, the Securities and Futures Commission released a circular on Best Execution. The circular outlines the Commission’s expected Best Execution standards and provides guidance on areas of focus, including governance & management supervision, monitoring and controls, which impacts any financial institution that handles client orders.

The flyer covers the following areas:

  • The Importance of Best Execution
  • Common Challenges
  • KPMG's View
  • Best Execution Maturity Model

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