FINMA Circular 2008/05 | KPMG | CH
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Circular 2008/05 Securities dealers

FINMA Circular 2008/05

Unofficial translation of the FINMA Circular about explanations of the term "securities dealer": activity, professional traders, issuing house, derivative house, market makers, client dealers, and brokers.

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FINMA Circulars

Read the official FINMA publication in German.


Download the unofficial translation of the FINMA Circular here:

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KPMG International Cooperative (“KPMG International”) is a Swiss entity. Member firms of the KPMG network of independent firms are affiliated with KPMG International. KPMG International provides no client services. No member firm has any authority to obligate or bind KPMG International or any other member firm vis-à-vis third parties, nor does KPMG International have any such authority to obligate or bind any member firm.

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