Circular 2008/05 Securities dealers

FINMA Circular 2008/05

Unofficial translation of the FINMA Circular about explanations of the term "securities dealer": activity, professional traders, issuing house, derivative house, market makers, client dealers, and brokers.

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FINMA Circulars

Read the official FINMA publication in German.


Download the unofficial translation of the FINMA Circular here:

FINMA Circulars

FINMA Circulars

Overview of FINMA circulars for which an English translation is available, either by FINMA itself or by KPMG.

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