Circular 2008/04 Securities Journals

FINMA Circular 2008/04

Unofficial translation of the FINMA Circular about maintenance of securities journals including journal duty, transactions subject to journal entries, content of journal, and mandatory retention of journals.

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FINMA Circulars

Read the official FINMA publication in German.


Download the unofficial translation of the FINMA Circular here:

FINMA Circulars

Overview of FINMA circulars applicable to financial institutions in Switzerland. We aim to provide translations where no official ones are available.

 
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