Current Developments: Cdn Securities Q4 2016 | KPMG | CA

Current Developments: Canadian Securities and Auditing Matters - Q4 2016

Current Developments: Cdn Securities Q4 2016

Summary of developments from October 1, 2016 to December 31, 2016.


Canadian Managing Partner, Audit

KPMG in Canada


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Current Developments

This edition provides a summary of newly effective and forthcoming regulatory and auditing matters in Canada from October 1, 2016 to December 31, 2016.

  • Canadian Securities: New guidance
    • OSC Financial Reporting Bulletin
    • Mandated Summary Disclosure Document for Exchange Traded Mutual Funds
    • CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts
    • Guidance for Portfolio Managers for Service
    • Arrangements with IIROC Dealer Members
    • Investment Funds Practitioner Guide
    • CSA Review of Compensation Practices in Fund Industry
  • Canadian Securities: Proposed guidance
    • Amendments to Canada Business Corporations Act (CBCA) 
  • Auditing Matters
    • Auditor Reporting Model
    • Non-compliance with Laws and Regulations

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