Current Developments: Cdn Securities Q3 2016 | KPMG | CA

Current Developments: Cdn Securities Q3 2016

Current Developments: Cdn Securities Q3 2016

Summary of developments from July 1, 2016 to September 30, 2016.

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Current Developments

This edition provides a summary of newly effective and forthcoming regulatory and auditing matters in Canada from July 1, 2016 to September 30, 2016. Topics include:

  • Canadian Securities: New guidance
    • Summary Findings from CSA Continuous Disclosure Reviews
    • OSC Whistleblower Program
  • Canadian Securities: Proposed guidance
    • Amendments to Registration Requirements
    • Proposed Modernization of Investment Fund Product Regulation
  • Auditing Matters
    • Auditor Reporting Model

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