This edition provides a summary of newly effective and forthcoming regulatory matters in Canada in the quarter ended March 31, 2024.

Canadian securities: New guidance

  • CSA Notice of Publication of Amendments and Changes to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
  • OSC Rule 45-508 Extension to Ontario Instrument 45-507 Self-Certified Investor Prospectus Exemption
  • CSA Staff Notice 81-334 (Revised) ESG-Related Investment Fund Disclosure
  • Multilateral CSA Staff Notice 96-305 Derivatives Data Reporting Guidance for CDOR Transition

Canadian securities: Proposed guidance

  • Proposed Amendments to National Instrument 81-102 Investment Funds pertaining to Crypto Assets